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Content Overview

In the realm of managing confidential information within Wisconsin's correctional system, the Wisconsin Doc 1163 form plays a pivotal role. Crafted by the Department of Corrections' Division of Management Services, this document is designed under the guidance of Wisconsin Statutes Sections 19.35, 19.36, & 118.125 alongside Federal Regulations 42 CFR Part 2 & 45 CFR Parts 160 & 164, ensuring its compliance with state and federal regulations. Its primary function is to authorize the disclosure of non-health confidential information, making it clear that it is not to be used for health-related disclosures, for which Form DOC-1163A should be employed instead. This distinction underscores the form’s specific application to non-health information like education and employment records, disciplinary actions, and legal or correctional system status, which might be pivotal for educational, vocational, or legal considerations. The form requires detailed identification of both the disclosing and receiving parties, a thorough description of the information to be disclosed, and the purpose of such disclosure. Additionally, it lays out the rights of individuals concerning the authorization process, including the right to revoke consent, the implications of re-disclosure, and the period of authorization's validity, thereby safeguarding the individuals’ control over their confidential information. A unique feature of DOC-1163 is its provision for a two-way release, allowing for the reciprocal exchange of information under specified conditions, highlighting the form’s versatility and adaptability to the needs of various stakeholders within the correctional environment.

Preview - Wisconsin Doc 1163 Form

DEPARTMENT OF CORRECTIONS

WISCONSIN

Division of Management Services

Wisconsin Statutes - Sections 19.35, 19.36

& 118.125

DOC-1163 (Rev. 3/2015)

Federal Regulations 42 CFR Part 2 & 45 CFR Parts

160 & 164

AUTHORIZATION FOR DISCLOSURE OF NON-HEALTH

CONFIDENTIAL INFORMATION

NOTICE: DO NOT USE TO AUTHORIZE DISCLOSURE OF PROTECTED HEALTH INFORMATION. USE FORM DOC-1163A

INDIVIDUAL/AGENCY BEING AUTHORIZED TO RELEASE INFORMATION/RECORD(S)

NAME OF INDIVIDUAL / AGENCY

 

 

TELEPHONE NUMBER

FAX NUMBER

 

 

 

 

 

 

ADDRESS

 

CITY

STATE

ZIP CODE

 

 

 

 

 

 

SUBJECT OF INFORMATION/RECORD(S)

 

 

NAME

ADDRESS

IDENTIFYING/DOC NUMBER

DATE OF BIRTH

CITY

STATE

 

ZIP CODE

 

 

 

 

 

INFORMATION/RECORD(S) MAY BE RELEASED TO

NAME OF INDIVIDUAL / AGENCY

 

TELEPHONE NUMBER

FAX NUMBER

 

 

 

 

 

ADDRESS

CITY

 

STATE

ZIP CODE

 

 

 

 

 

SPECIFIC INFORMATION AUTHORIZED FOR DISCLOSURE

INSTRUCTIONS: Check All That Apply

Institution Social Service File (Use DOC-1163A for disclosure of information relating to therapy/counseling provided by a social worker or any other health information.)

Legal

Division of Community Corrections File (Use DOC-1163A for disclosure of any health information.)

Two-way Release By checking this box I authorize the individual/agency named in this authorization, to RELEASE TO EACH OTHER, only the information/records listed for release on this form in the category(ies) below. I authorize this exchange of information on an ongoing basis for the duration of this authorization.

I understand that the information I am authorizing for release may contain Personally Identifiable Information (PII) such as complete date of birth, driver’s license number, state ID number or social security number.

Check the category(ies) and sub-categories of information authorized for release.

EDUCATION

Identify Time Period Of Records:

Regular education information/records (including attendance records)

High School Transcript

Other:

SPED information/record(s) e.g. IEP, MMPI, M-Team, etc.

GED or HSED Scores

High school credits

Disciplinary Actions

Vocational/technical school or college transcript

Purpose: To assist in educational/vocational planning

Purpose: To complete PSI

Other:

EMPLOYMENT

Identify Time Period Of Records:

 

 

Period(s) of employment

Job performance evaluation(s)

Purpose:

To assist in career planning

Other

Job attendance

Job duties & title

CONTINUED

DOC-1163 CONTINUED

Purpose:

To complete PSI

 

 

OTHER

Identify Time Period Of Records:

Type(s) or information/record(s):

Purpose:

YOUR RIGHTS WITH RESPECT TO THIS AUTHORIZATION

Signing of Authorization - I am under no legal obligation to sign this authorization. If I do, I have a right to receive a copy.

AODA Information - My educational information/record(s) may contain alcohol and other drug abuse information. If so, I must sign DOC-1163A or that information will be redacted before the education information/record(s) are released.

Re-disclosure of Education Information/Record(s) - If I authorize release of education information/record(s) to an individual or agency covered by federal or state laws that prohibit re-disclosure, the recipient cannot re-disclose the information/records without a signed information release from me, a court order or other specific authorization under the law . However, if I consent to release education information/record(s) to an individual/agency not covered by federal or state laws that prohibit re-disclosure, my private information/record(s) may not remain confidential.

Right to Inspect and/or Copy Education Information/Records - I have the right to inspect and copy my educational records as permitted under s. 118.125 Wis. Stats. I may be charged a reasonable fee for copies.

 

 

AUTHORIZATION SIGNATURE

INITIAL ONE ONLY (Required)

 

 

Authorization expires as of:

, (Date)

 

 

Authorization expires:

, month(s) from the date I sign this authorization.

 

Authorization expires after the following action takes place:

Authorization expires upon substantial change in criminal justice system status. (e.g., released from prison.)

If no date/event is entered, this Authorization expires one year from the date of signing.

I have read or had read to me the contents of this authorization. I have had an opportunity to discuss and ask questions. By signing this authorization, I am confirming that it accurately reflects my wishes regarding disclosure of confidential information.

SIGNATURE OF INDIVIDUAL WHO IS SUBJECT OF RECORD

 

DATE SIGNED

 

 

 

SIGNATURE OF OTHER PERSON LEGALLY AUTHORIZED

TITLE OR RELATIONSHIP TO INDIVIDUAL WHO IS

DATE SIGNED

TO CONSENT TO DISCLOSURE (If Applicable)

SUBJECT OF RECORD

 

 

 

 

FAX OR PHOTOCOPY MAY BE TREATED AS ORIGINAL

DISTRIBUTION: Original- Individual/Agency authorized to release Information/Record(s); Copy-Offender/Other Person Signing Release;

Official Record-Appropriate Offender Education/Legal File, Right Side/Social Service File, Left Side

Form Specifications

Fact Description
Form Purpose The DOC-1163 form is used for authorizing the release of non-health confidential information within the guidelines of specific state and federal regulations.
Governing Laws and Regulations This form is governed by Wisconsin Statutes Sections 19.35, 19.36, and 118.125, as well as Federal Regulations 42 CFR Part 2 and 45 CFR Parts 160 & 164.
Alternative Form for Health Information For authorizing the disclosure of protected health information, individuals are instructed to use form DOC-1163A, not DOC-1163.
Information Categories for Disclosure The form allows the release of various categories of information such as education records, employment history, and other specified non-health related details.
User Rights and Expirations Users have specific rights regarding the signing of the authorization, including the right to receive a copy of the form and information on the expiration of the authorization, which may be set by a specific date, event, or change in the individual’s criminal justice system status.

Detailed Instructions for Using Wisconsin Doc 1163

Completing the Wisconsin DOC 1163 form is a structured process that permits an individual to authorize the disclosure of specific non-health confidential information to another party. This form must be used with a clear understanding of the various sections and the precise nature of the information to be disclosed. Following a step-by-step guide ensures that the individual completes the form accurately and complies with the requirements for a legal and effective authorization of information release. It’s essential that individuals understand their rights regarding the authorization to keep their interests protected.

  1. Start by entering the name, telephone number, fax number, and address of the individual or agency that is being authorized to release the information at the top section of the form.
  2. Then, in the "Subject of Information/Record(s)" section, provide the name, identifying/DOC number, date of birth, and address (including city, state, and zip code) of the person who the records pertain to.
  3. In the section labeled "Information/Record(s) May Be Released To," input the name, telephone number, fax office, and full address of the individual or agency to whom the information is to be disclosed.
  4. Check the appropriate box to specify the type of information authorized for disclosure. Remember, this form is not for health information. If you wish to authorize the release of educational records, such as high school transcripts, GED scores, or employment history, specify within the instructed section.
  5. Indicate the purpose of the disclosure clearly in the space provided next to the information type. This could be for educational/vocational planning, career planning, PSI completion, or other specified purposes.
  6. For each category of information selected, identify the time period of the records that you authorize for release by entering the relevant dates.
  7. Review your rights as outlined in the form to ensure you understand your protections regarding this authorization.
  8. Choose one of the expiration options of this authorization and specify the date or event accordingly.
  9. Sign and date the authorization form at the bottom. If another person is legally authorized to consent to disclosure on behalf of the subject of record, their signature, title or relationship, and the date signed must also be provided.
  10. Make sure to distribute copies of the completed form as indicated: original to the individual/agency authorized to release information/record(s), a copy to the offender or other person signing the release, and the appropriate official record file as described.

After the form is filled out and signatures are gathered, it becomes a legally binding document that facilitates the authorized release of the specified non-health confidential information. It is critical to keep a copy for personal records and ensure that the form's distribution aligns with the instructions to guarantee the proper handling and confidentiality of sensitive personal information. Compliance with the expiration terms of the authorization is equally important, as is understanding the right to revoke the authorization under specific conditions, aligning with the outlined protections and rights.

Listed Questions and Answers

What is the purpose of the Wisconsin DOC-1163 form?

The Wisconsin DOC-1163 form is designed for authorizing the disclosure of non-health confidential information by individuals or agencies. Its primary purpose is to give consent for the release of certain types of records, such as institutional, legal, social service, employment, and educational records, excluding health information. For health-related information, a separate form, DOC-1163A, is required. It plays a crucial role in allowing the sharing of information necessary for educational/vocational planning, completing Personal Service Information (PSI), career planning, and other specified purposes without disclosing protected health information.

Can I authorize the release of health information using the DOC-1163 form?

No, the DOC-1163 form cannot be used to authorize the release of protected health information (PHI). For the disclosure of any health information, you must use the DOC-1163A form. The DOC-1163 form is specifically designed for the release of non-health confidential information. This includes records related to education, employment, legal issues, and institutional or community corrections files, among others. Health information, particularly that which falls under the protection of the Health Insurance Portability and Accountability Act (HIPAA), requires the separate DOC-1163A form to ensure compliance with federal regulations governing the privacy and security of health information.

What are my rights regarding the signing of the DOC-1163 form?

When it comes to signing the DOC-1163 form, you are endowed with several rights to ensure your information is handled properly and ethically. You are not legally obligated to sign this form. If you choose to sign, you have the right to receive a copy of the authorization. Additionally, if your educational records contain information related to alcohol and other drug abuse, that information requires the signing of the DOC-1163A form for release, or it will be redacted from the education records released. It is also important to note that once your educational information is released to a party covered by laws prohibiting re-disclosure without further consent, those records cannot be further disclosed without your explicit authorization, a court order, or another lawful permission. Lastly, you retain the right to inspect and/or copy your educational records as provided under specific Wisconsin statutes, possibly with a reasonable fee for copies.

When does my authorization on the DOC-1163 form expire?

Your authorization on the DOC-1163 form will expire according to the expiration details you stipulate upon signing. You have the option to set the authorization to expire on a specific date, a certain number of months from the date of signing, after a specific action takes place, or upon a substantial change in your criminal justice system status, such as being released from prison. If no specific expiration condition is mentioned, the authorization automatically expires one year from the date of signing. This ensures that your confidential information is only shared for a duration that aligns with your permissions and needs.

Common mistakes

Filling out the Wisconsin DOC-1163 form, which is intended for the authorization of disclosure of non-health confidential information, often involves a few common missteps. These mistakes can lead to delays or even the non-disclosure of needed information. Understanding these errors can help ensure that the process goes smoothly and effectively.

One common mistake is not providing complete information on the individual or agency authorized to release information. The form requires detailed information, including the name, telephone number, fax number, and address. When this information is incomplete or incorrect, it can prevent the authorized party from obtaining or releasing the necessary records. It’s essential to double-check this section to ensure accuracy and completeness.

  1. Overlooking the expiration date of the authorization. Many individuals forget to specify when they would like the authorization to expire. The form allows for a specific expiration date, a set number of months after signing, or an event that triggers expiration. Failing to choose an expiration option can result in ambiguity and potential issues with the use of the disclosed information.
  2. Failure to specify the type of information to be disclosed. The DOC-1163 form includes various categories and sub-categories of information that can be authorized for release. A common mistake is not checking the appropriate boxes or failing to provide enough detail about the specific information needed. This could lead to the recipient not getting all the information they require for their purpose, such as educational or employment planning.
  3. Not using the correct form for health-related information. Occasionally, individuals use the DOC-1163 form when they intend to authorize the release of health information, which is not its purpose. Health information disclosure requires the DOC-1163A form. This mistake can significantly delay the transfer of information because the form must be corrected and resubmitted with the proper authorization.
  4. Ignoring the portion of the form that discusses rights regarding the authorization. Individuals often skip reading the section detailing their rights with respect to the authorization, including their right to receive a copy of the form once signed, how their information can be used, and their right to inspect and/or copy their education records. This oversight can lead to misunderstandings about the authorization’s scope and the individual’s privacy rights.

By paying careful attention to these aspects of the Wisconsin DOC-1163 form, individuals can avoid the common pitfalls associated with its completion. Ensuring that all sections are filled out accurately and in accordance with the instructions is crucial for the effective and timely release of non-health confidential information. Moreover, understanding the stipulations for re-disclosure and the specific use of the information can help protect an individual's privacy and legal rights.

Documents used along the form

The Wisconsin Department of Corrections (DOC) employs various forms and documents that are instrumental in managing the correctional processes and ensuring compliance with laws and regulations. When dealing with the Wisconsin DOC 1163 form, which authorizes the disclosure of non-health confidential information, several other forms and documents might frequently be used alongside it to facilitate comprehensive information sharing and management.

  • DOC-1163A: Specifically designed for authorizing the disclosure of protected health information. This form is crucial when health-related information needs to be shared, complementing DOC-1163 for a fuller scope of information disclosure.
  • DOC-2424: Incident Report Form, used by staff to report incidents within correctional facilities. It may accompany DOC 1163 when the information related to an incident is requested for release.
  • DOC-1304: Authorization for Release of Information. This form is more generic than DOC-1163 and is used for the release of various types of information, not limited to non-health confidential data.
  • DOC-1294: Offender Complaint Form, used by inmates to file complaints regarding their treatment or conditions. It may be relevant when such complaints are part of the information requested.
  • DOC-2431: Consent to Participate in Programming, necessary when the subject of information has participated in educational or rehabilitative programs and such information is to be released.
  • DOC-1163B: This form is an extension of DOC-1163 specific to authorizing the disclosure of information to or from educational institutions or employers, particularly relevant for educational planning or employment verification.
  • DOC-2147: Request for Social History, which collects detailed historical information about an individual's background. This can be used alongside DOC-1163 when comprehensive background information is required.
  • DOC-72: Receipt of Property, required when the release or exchange of personal property is involved in the information sharing, ensuring all parties acknowledge the items in question.

In the context of Wisconsin's correctional facilities and legal proceedings, these forms play a collective role in ensuring the proper handling, sharing, and protection of inmate information. Whether it's for legal, educational, health, or personal history purposes, each document serves a specific function that supports the overarching aim of transparency, compliance, and security within the correctional system.

Similar forms

The Wisconsin Doc 1163 form, focused on authorizing the disclosure of non-health confidential information, shares similarities with several other forms and legal documents across different sectors. This form's counterparts vary in focus, from health-related disclosures to educational consent forms, reflecting the broad spectrum of privacy and information sharing in today's legal landscape.

One analogous document is the HIPAA Authorization Form, essential for disclosing health information in compliance with the Health Insurance Portability and Accountability Act. Like the DOC-1163, the HIPAA form allows individuals to specify what health information can be shared and with whom, protecting patient privacy while facilitating necessary communication between healthcare providers and authorized entities.

The Family Educational Rights and Privacy Act (FERPA) Release Form shares a straightforward resemblance to the DOC-1163 by governing the disclosure of educational records. Both documents empower individuals to control the dissemination of their personal information, whether it pertains to academic performance or other non-health related confidential data, underscoring the importance of informed consent in personal data sharing.

The General Authorization for Release of Information parallels the DOC-1163 by broadly addressing the release of assorted records, not limited to the healthcare or educational context. This form is a versatile tool in legal and administrative processes where a person's information needs to be shared across institutions or agencies for various purposes, including but not limited to, employment or legal matters.

Employment Verification Forms are used by employers to confirm a candidate's employment history and credentials. Like the DOC-1163, which can authorize the disclosure of employment records for career planning or legal purposes, these forms facilitate the sharing of career-related information but with a focus on verifying past employment specifics for potential future employers.

The Substance Use Disorder Treatment Consent Form is specialized for cases involving the disclosure of information related to substance abuse treatment. Although it targets a different type of information compared to the DOC-1163, both documents similarly ensure that sensitive information is only shared according to the expressed wishes of the individual, with a keen eye on privacy and legality.

The Driver's Privacy Protection Act (DPPA) Request Form, akin to the DOC-1163, regulates the release of personal information from the records of the Department of Motor Vehicles. Both seek to protect individual privacy by requiring explicit authorization before sensitive data like driving records or related personal information can be shared, emphasizing consent in the disclosure process.

The Social Security Administration's Authorization to Disclose Information to the Social Security Administration (SSA) is intended specifically for sharing information with the SSA. Similar to the DOC-1163's approach to non-health confidential information, this form ensures that individuals' social security data and related personal information are disclosed only for authorized purposes, following a documented consent process.

The Medical Records Release Form, though primarily focused on health information, overlaps with the DOC-1163 in the mechanism of consent for data sharing. Both forms facilitate a controlled, authorized exchange of personal information, ensuring that any release of records, whether medical or non-health related, respects the individual's privacy and legal rights.

Last but not least, the Consent to Background Check Forms used by employers for pre-employment screening share a common function with the DOC-1163. They both involve the authorization of releasing personal information for specific purposes, in this case, evaluating a candidate's suitability for employment, highlighting the universal necessity for consent in the sharing of personal data.

In essence, the Wisconsin DOC 1163 form embodies a critical aspect of modern privacy governance: ensuring that information sharing across various domains is conducted ethically, legally, and with explicit consent. Its counterparts across various fields reinforce the idea that whether it's a student's academic record, an individual's health information, or someone's employment history, the right to privacy and informed consent remains a cornerstone of information disclosure practices.

Dos and Don'ts

When it comes to handling the Wisconsin DOC 1163 form, which authorizes the disclosure of non-health confidential information, precision and understanding are key. To ensure the process goes smoothly, here are some do's and don'ts to keep in mind:

Do's:

  • Read the notice carefully to ensure this form is appropriate for the type of information you wish to disclose, remembering it's not for health-related data.
  • Ensure all information provided is accurate and complete, including full names, addresses, and identifying numbers, to avoid processing delays.
  • Clearly specify the information you authorize for disclosure. Check the appropriate boxes and fill in any necessary details to define the scope of disclosure.
  • Sign and date the form as required. The authorization isn't valid without your signature and the date you signed it.
  • Keep a copy of the completed form for your records. It's important to have proof of your authorization and to remember the specifics of what you consented to.

Don'ts:

  • Use this form for health-related information. If your information involves health data, refer to the DOC-1163A form instead.
  • Leave sections blank if they are relevant to your request. Incomplete forms may result in processing delays or the refusal of your authorization.
  • Forget to specify the expiration of the authorization. Whether it's a specific date, a period from the signing date, after a particular event, or a substantial change in criminal justice system status, clarity helps manage the authorization's timeline.
  • Avoid the temptation to over-authorize the release of information. Only check the boxes and detail the information relevant to your immediate needs.
  • Sign without reading or understanding the full contents and implications of the form. If necessary, discuss it with a professional or someone you trust to ensure it aligns with your intentions.

Correctly completing the Wisconsin DOC 1163 form is an essential step in ensuring that the process of disclosing non-health confidential information is done securely and according to your wishes. Attention to detail and a thorough understanding of the form's requirements will make this process as straightforward as possible.

Misconceptions

There are several common misconceptions about the Wisconsin DOC 1163 form. It's crucial to address these misunderstandings to ensure that individuals using this form do so correctly and with full awareness of its implications.

  • It's for health information release: One of the most common misconceptions is that the DOC 1163 form is used for authorizing the release of protected health information. However, this form specifically states that it should not be used for health information, which requires the DOC-1163A form instead.

  • Only for use within the Department of Corrections: While the form is issued by the Wisconsin Department of Corrections, it's not exclusively for internal use within the department. It can authorize the release of non-health confidential information to or from an external individual or agency.

  • Signing is mandatory: Individuals often believe they are legally obliged to sign this form. The form clearly indicates that signing is voluntary and explicitly states that an individual is under no legal obligation to sign the authorization.

  • Lacks privacy protections: Some may think that once information is released, it lacks any privacy protection. However, if information is disclosed to an individual or agency covered by laws that prohibit re-disclosure, those protections continue to apply. It's important to understand the distinction between entities covered and not covered by such laws.

  • It grants open-ended authorization: Another misconception is that this form allows for an indefinite release of information. In reality, the form requires specifying the expiration of the authorization, whether by a date, event, or a set period after signing.

  • Photocopies or faxed copies aren't valid: It's incorrectly assumed that only the original form is valid. The form explicitly mentions that faxed or photocopied versions are treated as originals, ensuring flexibility in how the form can be submitted.

  • All educational records are releasable: Some may misunderstand that all types of educational records can be released with this form. It specifies that certain educational records, particularly those containing alcohol and drug abuse information, require a different form (DOC-1163A) for release, highlighting the need to pay attention to the specific type of information being disclosed.

Correctly understanding the DOC 1163 form is paramount for ensuring that personal information is shared appropriately and securely. Misinterpretations can lead to misuse or reluctance to use the form where it could be beneficial, impacting educational, vocational, or legal planning and assistance.

Key takeaways

When dealing with the Wisconsin Department of Corrections, understanding how to correctly fill out and use the DOC-1163 form is crucial. This document is specifically designed for the authorization of non-health confidential information disclosure. Below are key takeaways to guide individuals through this process:

  • The DOC-1163 form should not be used for health information. For authorizing the disclosure of protected health information, DOC-1163A is the correct form.
  • It is essential to clearly identify both the individual or agency authorized to release information and the recipient of this information, including their respective contact details and addresses.
  • The form allows for the selection of specific categories of information for release, including educational records, employment history, legal filings, and community corrections files. However, authorization to release alcohol and other drug abuse (AODA) records requires the DOC-1103A form.
  • One notable feature of the DOC-1163 form is the option for a two-way release. This means the individual can authorize the exchange of information between the named parties on an ongoing basis, as long as the authorization is valid.
  • Individuals have the right to receive a copy of the completed authorization form, ensuring transparency and verification of what has been authorized for disclosure.
  • If education records contain sensitive AODA information, such information will be redacted unless the appropriate AODA-specific authorization form (DOC-1163A) is also completed and signed.
  • The authorization clearly stipulates that any recipient of education records governed by federal or state laws prohibiting re-disclosure cannot share the information further without proper authorization, a court order, or as otherwise legally permitted.
  • Signatories are reminded of their rights to inspect and copy their educational records under Wisconsin Statute 118.125, except where limitations apply. Charges for copies may be applicable.
  • The form specifies three options for expiration: a specific date, a defined number of months from the signing date, or upon a substantial change in the signer's criminal justice system status. Without any specification, the authorization will expire one year after the signature date.

Understanding and following these guidelines when filling out the DOC-1163 form can assist in the lawful and desired release of non-health confidential information while protecting the rights of the individuals concerned.

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